A Theory of Security Strategy for Our Time Defensive Realism

This book advances a coherent statement of defensive realism as a theory of strategy for our time and adds to our understanding of defensive realism as a grand theory of IR in particular and our understanding of IR in general and contributes to the ongoin

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A Th eory of Sec u r i t y St r at eg y for O u r Ti m e D e f e nsi v e R e a l i sm

Sh i pi ng Ta ng

A THEORY OF SECURITY STRATEGY FOR OUR TIME

Copyright © Shiping Tang, 2010. Softcover reprint of the hardcover 1st edition 2010 978-0-230-62313-2 All rights reserved. First published in 2010 by PALGRAVE MACMILLAN® in the United States—a division of St. Martin’s Press LLC, 175 Fifth Avenue, New York, NY 10010. Where this book is distributed in the UK, Europe and the rest of the world, this is by Palgrave Macmillan, a division of Macmillan Publishers Limited, registered in England, company number 785998, of Houndmills, Basingstoke, Hampshire RG21 6XS. Palgrave Macmillan is the global academic imprint of the above companies and has companies and representatives throughout the world. Palgrave® and Macmillan® are registered trademarks in the United States, the United Kingdom, Europe and other countries. ISBN 978-1-349-38459-4 DOI 10.1057/9780230106048

ISBN 978-0-230-10604-8 (eBook)

Library of Congress Cataloging-in-Publication Data Tang, Shiping. A theory of security strategy for our time : defensive realism / Shiping Tang. p. cm. 1. Security, International. 2. Realism—Political aspects. 3. International relations—Philosophy. I. Title. JZ5588.T367 2010 355⬘.0335—dc22

2009025314

A catalogue record of the book is available from the British Library. Design by Newgen Imaging Systems (P) Ltd., Chennai, India. First edition: March 2010 10 9 8 7 6 5 4 3 2 1

To Herbert Butterfield, John Herz, and Arnold Wolfers, who founded this more optimistic strain of realism after one of the bloodiest centuries in human history To Robert Jervis, who provided the core intellectual foundation

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Con t e n t s

List of Figures

ix

List of Tables

xi

Preface

xiii

Introduction

1

Part I

Preparing the Ground

One

Clearing the Theoretical Underbrush

Two

The Security Dilemma: A Conceptual Analysis

Three The Security Dilemma and War Revisited

9 33 73

Part II Strategic Choices Four

The Operational Code of Defensive Realism

99

Five

Reassurance: A Defensive Realism Theory of Cooperation-building

129

Part III Implications and Conclusions Six

Recategorizing Realism Theories

165

In Lieu of Conclusion: Policy Implications

179

Appendix I: World War I and the Cold War Revisited

185

Appendix II: Liberals, Conservatives, Doves, and Hawks

189

Notes

193

Bibliography

227

Index

243

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Fig u r e s

2.1 The causal link from anarchy to the security dilemma and war 2.2 Conflict of interest and the security dilemma 2.3 The continuum: From a security dilemma to a spiral 4.1 Realism’s ladder of strategies 4.2 Realism’s ladder of alliance strategies 5.1 Trust versus mistrust

41 44 65 104 105 132

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Ta bl e s

1.1 Political realism and realisms 1.2 Dichotomies for labeling the two types of states 2.1 The security dilemma according to Butterfield, Herz, and Jervis 2.2 Common errors about