Financial Compliance Issues, Concerns and Future Directions
This book explores the fundamental elements and risks that impact the compliance officer’s work. Following a comprehensive understanding of the role of a compliance officer, by engaging with themes of compliance officers’ liability, expectations, risks an
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Financial Compliance Issues, Concerns and Future Directions
Financial Compliance
Maria Krambia-Kapardis Editor
Financial Compliance Issues, Concerns and Future Directions
Editor Maria Krambia-Kapardis Faculty of Management and Economics Cyprus University of Technology Limassol, Cyprus
ISBN 978-3-030-14510-1 ISBN 978-3-030-14511-8 (eBook) https://doi.org/10.1007/978-3-030-14511-8 Library of Congress Control Number: 2019932965 © The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerland AG 2019 This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. This Palgrave Macmillan imprint is published by the registered company Springer Nature Switzerland AG The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
To my husband Andreas, Our children Elena and Konstandinos-Raphael, And my parents For all their love and support
Acknowledgements
In June 2018, an International Conference on Compliance was held at Cyprus University of Technology, in the coastal town of Limassol. The speakers came from the USA, Australia, UK, France, and Cyprus. The aim of the conference was to raise awareness and build capacity for those working as compliance officers in the financial sector. The venue proved to be too small, and the issues discussed raised the need for a comprehensive book to be published to assist practitioners, researchers, and students who wished to practice as financial compliance officers. Thus, I take this opportunity to thank the sponsors of the conference, namely: PwC Cyprus; OPAP Cyprus; Map S. Platis; Y Georgiades and Associates LLC; Zygos; Omnimedia; and Legal News. In assembling, editing and fine-tuning this volume, I feel immense gratitude toward a number of people for their contribution, support, and presence. Firstly, I would like to thank all the chapter contributors
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