The Density of States

Many applications of quantum mechanics require the concept of density of states. The notion of density of states is not entirely unique. Depending on the context and the requirements of the problem at hand, it most often refers to the number of quantum st

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The Density of States

Many applications of quantum mechanics require the concept of density of states. The notion of density of states is not entirely unique. Depending on the context and the requirements of the problem at hand, it most often refers to the number of quantum states per volume and per unit of energy (the “density of states in the energy scale”), or to the number of states in a volume unit d 3 k in k space, and for both notions there are several variants of the density of states. Furthermore, we will find that the density of states in a position x is also weighted by the square |ψ(x)|2 of the corresponding wave functions, and this observation leads to the concept of the “local density of states in the energy scale”. Therefore the purpose of this chapter is not only to introduce the concept of density of states, but also to enumerate all the different definitions which are commonly used in physics. Various forms of the density of states appear in numerous places in physics, e.g. in thermodynamics and optics we need the density of photon states in the derivation of Planck’s law, in solid state physics the density of electron states appears in the integral of energy dependent functions over the Brillouin zone, in statistical physics we need it to calculate energy densities in physical systems, and in quantum mechanics we need it to calculate transition probabilities involving states in an energy continuum, e.g. to calculate electron emission probabilities for ionization or for the photoelectric effect, or to calculate scattering cross sections. Transition probabilities involving quantum states in an energy continuum (e.g. unbound states or states in an energy band in a solid) involve the density of states per particle as the number of states dn per unit of volume in k space, dn = d 3 k.

(12.1)

More precisely, this is a density of states per spin or polarization or helicity states of a particle. Otherwise it would have to be multiplied by the number g of spin or helicity states.

© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerland AG 2020 R. Dick, Advanced Quantum Mechanics, Graduate Texts in Physics, https://doi.org/10.1007/978-3-030-57870-1_12

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12 The Density of States

The densities of electron states, photon states, and all kinds of quasiparticle states in materials are also very important quantities in materials science. These densities determine the momentum and energy distributions of (quasi)particles in materials, and the number of available states e.g. for charge or momentum transport, or for excitation of electrons or phonons. Densities of states therefore have profound impacts on electric and thermal conductivity and on optical properties of materials. We will see that there exist several ways to justify Eq. (12.1), and we will also explore the many different, but related definitions of the density of states.

12.1 Counting of Oscillation Modes The basic notion of density of states concerns the k space density of linearly indep