Dynamical Systems Lectures given at a Summer School of the Centro In

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Dynamical Systems Lectures given at a Summer School of the Centro Internazionale Matematico Estivo (C.I.M.E.), held in Bressanone (Bolzano), Italy, June 19-27, 1978

C.I.M.E. Foundation c/o Dipartimento di Matematica “U. Dini” Viale Morgagni n. 67/a 50134 Firenze Italy [email protected]

ISBN 978-0-8176-3024-9 ISBN 978-1-4899-3743-8 (eBook) DOI 10.1007/978-1-4899-3743-8

©Springer-Verlag Berlin Heidelberg 1980

Originally published by Springer-Verlag Berlin Heidelberg New York in 1980. Reprint of the 1st ed. C.I.M.E., Ed. Liguori, Napoli & Birkhäuser 1980 With kind permission of C.I.M.E.

Printed on acid-free paper

Springer.com

CONTENTS

J. GUCKENHEIMER: Bifurcations of Dynamical Systems M. MISIUREWICZ.: Horseshoes for Continuous mappings of an Interval Various aspects of integrable J. MOSER Hamiltonian systems Hopf Bifurcation for Invariant Tori A. CHENCINER Lectures on Dynamical Systems S.E. NEWHOUSE

Pag. 5 Pag. 125

Pag. 137 Pag. 197 Pag. 209

CENTRO INTERNAZIONALE MATEMATICO ESTIYO (C.I.M.E.)

BIFURCATIONS OF DYNAMICAL SYSTEMS

JOHN GUCKENHEIMER

Bifurcations of Dynamical Systems John Guckenheimer University of California, Santa Cruz

§1

Introduction The subject of these lectures is the bifurcation theory of dynamical

systems.

They are not comprehensive, as we take up some facets of bifurcation

theory and largely ignore others.

In particular, we focus our attention on

finite dimensional systems of difference and differential equations and say almost nothing about infinite dimensional systems.

The reader interested in

the infinite dimensional theory and its applications should consult the recent survey of Marsden [66) and the conference proceedings edited by Rabinowitz [89) .

We also neglect much of the multidimensional bifurcation

theory of singular points of differential equations.

The systematic ex-

position of this theory is much more algebraic than the more geometric questions considered here, and Arnold [7,9) provides a good survey of work in this area.

We confine our interest to questions which involve the geometric orbit

structure of dynamical systems.

We do make an effort to consider applications

of the mathematical phenomena illustrated.

For general background about the

theory of dynamical systems consult [102).

Our style is informal and our

intent is pedagogic.

The current state of bifurcation theory is a mixture of

mathematical fact and conjecture. proved is small [11).

The demarcation between the proved and un-

Rather than attempting to sort out this confused state

of affairs for the reader, we hope to provide the geometric insight which will

8

allow him to explore further. The problems we deal with concern the asymptotic behavior of a dynamical system as time tends to finite

dimensional

(1)

Q)

C

There are three kinds of systems we examine on a manifold

M:

smooth, continuous time flows

~:

Mxm

~

M obtained from in-

tegrating a vector field or solving a system of ordinary differential equations on

M,

(2)

smooth, discrete time flows obtained by iterati